Employer Plans Consulting |
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PARTNER SPOTLIGHT 401GO: A Smarter Way to Grow Your Retirement Business
401GO helps financial advisors confidently pursue retirement plan opportunities without having to become retirement plan experts themselves.
Technology streamlines the work.
Our sophisticated, proprietary platform removes friction from plan setup and ongoing administration while supporting the flexibility and customization advisors and their clients need.
Access our expertise.
From plan design and onboarding to ongoing administration and compliance support, the 401GO team helps manage the retirement plan complexities that can otherwise consume an advisor's time.
Built to support the advisor.
We work alongside advisors—not in competition with them. You maintain the client relationship and deliver the strategic value, while our technology and team help handle the heavy lifting behind the plan.
Today is the best time to give 401GO a try.
September is an important time for retirement plan conversations, particularly for employers considering Safe Harbor plan designs. Whether you're already growing a retirement practice or simply have business-owner clients who could benefit from one, now is a great time to explore the opportunity.
The last day to set up a Safe Harbor plan with 401GO this year is September 18.
Get to know us better.
Visit our Spotlight Month page to experience the platform, explore practical resources and see how 401GO can help you pursue your next retirement plan opportunity.
For more information → |
| Learn more about how each Osaic strategic partner can further assist your employer plan needs. |
401GO
An advisor-centric retirement platform that partners with financial professionals, never competes with them. Its proprietary, vertically-integrated technology is built to simplify onboarding, administration, and ongoing service.
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15-minute plan setup and automated administration
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Flexible plan design to support a wide range of client needs
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Transparent pricing and a clean, advisor-friendly experience
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Dedicated, responsive, live support
Overview
Bundled Solution |
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Ascensus
By curating a best-in-class solution for small to mid-sized markets, we integrate proprietary expertise with carefully curated partner solutions, ensuring the highest standards of information security. Focused on designing and managing plans, delivering flexible product lines, value-added capabilities, and complete solutions that support long-term success.
Ascensus 401(k)
CoPilot 401(k) |
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Capital Group
American Funds RecordKeeper direct is an unbundled 401k solution designed for plans under $1M in assets. Pricing varies depending on one of six set fund share class lineups. This product is eligible for commission or fee-based compensation.
RecordKeeper direct | Capital Group
American Funds RKD Fact Sheet |
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Capital Group
American Funds SIMPLE+ is a SIMPLE IRA solution that acts and feels like a 401k from a financial professional standpoint. This product is eligible for commission or fee-based compensation. Reach out to the Osaic Employer Plan Team for more information.
American Funds Simple Plus |
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Betterment Advisor Solutions
Betterment is a modern 401(k) for retirement advisors that want a seamless recordkeeping experience. Through exceptional service and flexible technology, we give firms the freedom to deliver an elevated retirement program without taking on extra operational weight.
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An intuitive, digital-first platform with clean UX and streamlined workflows to bring ease of user to the platform experience
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Customize your investment lineup and build plan design based on client preferences
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Dedicated service teams with onboarding, compliance, and payroll specialists working together to ensure support is available at every step
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Robust orientation and educational content campaigns for advisors, sponsors & participants
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A modern, all-digital solo 401(k) built to help you deliver exceptional value to your self-employed clients
Betterment 401(k)
Solo(k) Landing Page |
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PCS Retirement
PCS Retirement (PCS) is among the nation's largest independent and conflict-free retirement solution providers, empowering organizations and financial institutions to build advisor-first retirement programs across a broad range of group and individual accounts for both ERISA and non-ERISA clients. PCS offers state-of-the-art technology and a completely open investment platform, featuring no proprietary funds.
PCS One Pager |
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PCS Retirement
Provides several solutions in the start-up market and is home to SIMPLE Pro IRA, built specifically for advisors serving small business clients. It combines the low cost and simplicity of a SIMPLE IRA with the efficiency of a 401(k) or profit-sharing plan.
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Online enrollment saves time and paperwork
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Auto features boosts participation
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Plan-level billing simplifies fee collection
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One client relationship—the business owner
Simple Pro IRA |
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Lincoln Financial
Lincoln is in service of your success. Expect a personalized, dedicated approach to retirement plan servicing backed by breadth of experience:
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Consultative support and strategies that complement, never compete with, your business.
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Retirement and wellness solutions in the Lincoln DirectorSM program, delivering an array of investment options, investment styles, and portfolio managers across 401(k) and group employer plans, including Pooled Employer Plans (PEPs), that are TPA-serviced.
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Technology that drives measurable results through actionable information and customized experiences in line with your clients’ goals.
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Nationwide
Nationwide’s Flexible Advantage program is a bundled or unbundled solution that offers a dedicated relationship manager and multiple investment manager options. It also features their Fund Window for enhanced investment flexibility and they are one of the only platforms to have in-plan income guarantee options.
Retirement Solutions - Nationwide
RetireAssist - Nationwide |
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Transamerica
The Transamerica Advantage Solution is available for bundled and unbundled service models on both Group Annuity Contract and NAV platforms. The Advantage Solution allows financial professions to run side by side comparisons of various plan options such as multiple QDIA, Stable value, target date funds, investment managers and fiduciary support options.
Advantage Solution |
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VOYA
Reach new heights with innovative retirement plan solutions that can give you a competitive edge. Voya’s strength, technology, and years of helping improve retirement outcomes make Voya a leader in the retirement plan marketplace. Our approach in partnership with you transforms financial care in the workplace.
Voya Retirement Solutions
Voya Retirement Solutions brochure
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Online request for proposal
Submit an automated plan quote request to strategic partner recordkeepers.
Request a quote |
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| | Syndicate 401(k) for Groups. Multiply Your Practice. |
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| | Your guide to the Ascensus Secure Retirement Pooled Employer Plan (PEP) |
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| | Reduce Work. Minimize Risk. |
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| | RetireAssist Connect – PEP and GOP solution |
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| | Give your clients access to a seamless retirement plan solution with our Pooled Employer Plan, featuring your brand throughout the client experience. |
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| | See the advantages of a pooled employer plan with Principal® EASE. |
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| | SEP, MEP, OR PEP: Identifying the key differences in retirement plans. |
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STRATEGIC PARTNER WEBINAR
Cash Balance 101: Plan Basics
401GO Watch the replay |
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STRATEGIC PARTNER WEBINAR
Cash Balance 201: Advanced Mechanics
401GO Watch the replay |
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STRATEGIC PARTNER WEBINAR
Commitment to Education & Service (ACES)
PCS Retirement Watch the replay |
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STRATEGIC PARTNER WEBINAR
Cybersecurity and artificial intelligence insights
Principal Watch the replay |
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STRATEGIC PARTNER WEBINAR
Plan Types for Small Business
PCS Retirement Watch the replay |
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STRATEGIC PARTNER WEBINAR
Raising the Bar on Solo 401(k)s
Betterment Watch the replay |
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STRATEGIC PARTNER WEBINAR
Becoming the Upstream Advisor
Voya June 30 webinar |
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Securities and investment advisory services are offered through the firms: Osaic Wealth, Inc. and Osaic Institutions, Inc. broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Osaic Services, Inc. and Ladenburg Thalmann & Co., broker-dealers and members of FINRA and SIPC. Advisory services are offered through Ladenburg Thalmann Asset Management, Inc., Osaic Advisory Services, LLC., and CW Advisors, LLC., registered investment advisers. Advisory programs offered by Osaic Wealth, Inc. are sponsored by VISION2020 Wealth Management Corp., an affiliated registered investment adviser.
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