Employer Plan Consulting

Osaic Employer Plan Consulting is led by industry veterans, ready to help you find the appropriate solutions for your business. We specialize in fiduciary education, prospecting, practice management, benchmarking, and discounted software. We work with 40+ providers to make sure you have the right plan in place and are fulfilling your ERISA obligations. Working with our consultants can take your practice to new levels! See an overview.

Sales Queue: 800-558-7735, Option 5 | employerplans@osaic.com
For compliance, supervision, paperwork and operations questions, please contact erisadisclosure@osaic.com.

Business development request forms

Plan RFP Request (online)
Request a quote for a new or existing plan from one or more of Osaic's strategic partners recordkeepers.

Begin quote

Plan RFP Request (manual)
Request a quote for a new or existing plan from one or more of any approved recordkeeper using a downloadable form you can send via email. There is a link at the bottom of the PDF that will take you to an email list for the providers.

Begin quote
Complete list of approved providers

Plan Report Request
Request a detailed interpretation of the company's 5500 filing. View a sample report.

Request a report

Prospect list request
Request a list of plan prospects within a certain zip code and radius.

Begin list request

Plan Fees benchmarking request
Request a free benchmarking analysis of plan service fees compared to average ranges. View a sample report.

Request report

Investment review request
Request an investment review of a plan you manage. View a sample review.

Request a review

Plan professional support, tech & training

Generation (k)ultivate
Gen (k) is an award-winning, community designed for financial professionals who are looking to accelerate employer plan sales. Learn the basics of employer sponsored retirement plans, prospecting and marketing and dive into more advanced topics such as building service plans and practice management.

Register now

Generation (k)ultivate Replays
Hacking LinkedIn October 2024 Passcode: gZWz7.5v
Behavioral Finance November 2024 Passcode: qhGATJ$4
Lets Talk About Tax January 2025 Passcode: *2qp42#B
Prospecting for plans February 2025 Passcode: G?x3+55C
Summit roundup March 2025 Passcode: zV5#1irR
ERISA Consulting for advisors April 2025 Passcode: r&^*4y6L
Growth & Stability through 401k Plans May 2025 Passcode: u#R*@=V8

The Networ(k)
The Networ(k) Program is designed to unite Wealth Management and Employer Plan Specialists, placing business into the hands of true experts. This program fosters collaboration between specialists in two key areas, allowing them to grow their businesses while ensuring clients receive the highest level of service. See the below flyers and reach out to us for more information.

The Networ(k): Wealth and Retirement Plan Collaboration

The Networ(k): Wealth Advisor Application

The Networ(k): Plan Advisor Application

Retirement Learning Center
The Retirement Learning Center has over 180 years of combined retirement industry experience with Employer Plans and retirement accounts. RLC offers ERISA consulting and business building support to all financial professionals and can answer your complex or nuanced questions about Employer Plans (401k, 457, 403-b, Cash Balance, etc.), as well as Traditional and Roth IRAs, SEP and SIMPLE IRA plans, Coverdell education savings accounts (ESAs), and health savings accounts (HSAs).

Learn more
Case of the Week

Contact RLC at 844-802-2053

RPAG (Retirement Plan Advisory Group)
RPAG is a one-stop, full-service retirement plan technology platform to manage all aspects of your plan practice. RPAG offers data aggregation, practice management, fiduciary education and much more.

Learn more

NAPA (National Association of Plan Advisors)
Utilize Osaic's institutional membership for free access to NAPA content, education, CE opportunities, and discounts to live events. Learn about the Certified Plan Fiduciary Advisor industry designation supported by NAPA, RLC and RPAG in the Education section.

Learn more
View the New NAPA Member Guide
NAPA learning activities enrollment code instructions

ERISApedia.com
ERISApedia.com is a powerful and very valuable data mining tool. We offer searching Form 5500 data which allows full-search text, verified emails of plan sponsors, customize AI-generated marketing emails, and a robust output of Plan Data Intelligence and Benchmarking.

Contact EPC for cost or to request information from the technical research library

Watch a demo about ERISApedia
Passcode: xNGqY#7a

Osaic resources

Plan Types Guide & Fact Sheets

Employer Type Guidebook 2024/25

Solo 401(k)

SEP IRA
SIMPLE IRA
Profit Sharing Plans
Traditional 401(k)
Safe Harbor 401(k)
403(b) Plans
Cash Balance Plans
Single Participant Defined Benefit Plans
Why implement a retirement plan?Choosing the right retirement plan

Resources
Approved Providers
Compensation Guide
Compliance Checklist
Employer Retirement Plan Design Questionnaire
Role of a Plan Advisor
IRS Plan Limits

Support
Contact list
Overview
FAQ

Reach out to the Employer Plan Consulting team

Have a question about Employer Plan Consulting? Set up a meeting with one of our consultants, or submit a general inquiry, and a member of our team will be in touch with you soon.

Brian Brashaw
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Schedule a meeting

Dennis Solberg
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^{Employer Plan Consultant}

Schedule a meeting

Mindy Sherwood-Lewis
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Schedule a meeting

Get in touch

Employer Plan Consulting
Phone: 800-558-7735, Option 5
employerplans@osaic.com

Securities and investment advisory services are offered through the firms: Osaic Wealth, Inc., Triad Advisors, LLC, and Osaic Institutions, Inc., broker-dealers, registered investment advisers, and members of FINRA and SIPC. Securities are offered through Securities America, Inc., American Portfolios Financial Services, Inc., and Ladenburg Thalmann & Co., broker-dealers and member of FINRA and SIPC. Advisory services are offered through Arbor Point Advisors, LLC, American Portfolios Advisors, Inc., Ladenburg Thalmann Asset Management, Inc., Securities America Advisors, Inc., and Triad Hybrid Solutions, LLC, registered investment advisers. Advisory programs offered by Osaic Wealth, Inc., Securities America Advisors, Inc., and Triad Advisors, LLC., are sponsored by VISION2020 Wealth Management Corp., an affiliated registered investment adviser.

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